Securities Industry Association

Results: 1342



#Item
41

Securities Industry and Financial Markets Association No-Action Letter

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Source URL: edgar.sec.gov

Language: English - Date: 2011-01-14 11:26:29
    42Financial system / Registered Investment Advisor / Securities Industry and Financial Markets Association / Broker-dealer / U.S. Securities and Exchange Commission / Investment Advisers Act / Short / Net capital rule / Financial economics / Financial markets / Finance

    Division of Trading and Markets No-Action Letter: Securities Industry and Financial Markets Association

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    Source URL: edgar.sec.gov

    Language: English - Date: 2015-01-09 16:41:46
    43Financial system / Registered Investment Advisor / Securities Industry and Financial Markets Association / Broker-dealer / Investment Advisor / U.S. Securities and Exchange Commission / Investment Advisers Act / Financial adviser / Broker / Financial economics / Finance / Financial markets

    Division of Trading and Markets No-Action Letter: SIFMA

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    Source URL: www.sec.gov

    Language: English - Date: 2013-01-11 10:59:43
    44Financial system / Registered Investment Advisor / Securities Industry and Financial Markets Association / Broker-dealer / Investment Advisor / U.S. Securities and Exchange Commission / Investment Advisers Act / Financial adviser / Broker / Financial economics / Finance / Financial markets

    Division of Trading and Markets No-Action Letter: SIFMA

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    Source URL: edgar.sec.gov

    Language: English - Date: 2013-01-11 10:59:43
    45Mortgage-backed security / Economics / Finance / Fixed income securities / Structured finance / Fannie Mae / Freddie Mac / Government National Mortgage Association / Real Estate Mortgage Investment Conduit / Mortgage industry of the United States / United States housing bubble / Economy of the United States

    Appendix to: The Myth of Financial Innovation and the Great Moderation Wouter J. Den Haan and Vincent Sterk July 28, 2010 Abstract

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    Source URL: www.wouterdenhaan.com

    Language: English
    46Stock market / Financial markets / Self-regulatory organizations / Municipal Securities Rulemaking Board / Bonds / Securities Industry and Financial Markets Association / U.S. Securities and Exchange Commission / Electronic Municipal Market Access / Security / Financial economics / Finance / Investment

    SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MSRBMay 22, 2015 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Con

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    Source URL: www.sec.gov

    Language: English - Date: 2015-05-22 15:49:38
    47Securities / Financial markets / Bonds / Securities Industry and Financial Markets Association / Lei / Depository Trust & Clearing Corporation / Financial economics / Financial system / Finance

    LEI: Securing the future of global risk management. GLEIF 2015 Meet The Market Event | New York City, NY |

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    Source URL: www.gleif.org

    Language: English - Date: 2015-06-17 10:48:33
    48Mortgage-backed security / Finance / Financial economics / Fixed income securities / Structured finance / Government National Mortgage Association / Freddie Mac / Real Estate Mortgage Investment Conduit / Securitization / Mortgage industry of the United States / United States housing bubble / Economy of the United States

    MVS - FebruaryExhibit

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    Source URL: www.freddiemac.com

    Language: English
    49Financial economics / North American Securities Administrators Association / Financial analyst / Securities research / Financial Industry Regulatory Authority / Investment banking / U.S. Securities and Exchange Commission / United States securities law / Financial system / Finance

    NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

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    Source URL: www.nasaa.org

    Language: English - Date: 2015-04-20 15:07:31
    50United States housing bubble / Financial economics / Mortgage-backed security / Securities / Structured finance / Government National Mortgage Association / Fannie Mae / Freddie Mac / Real Estate Mortgage Investment Conduit / Mortgage industry of the United States / Finance / Economy of the United States

    February 2015 Monthly Summary

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    Source URL: www.fanniemae.com

    Language: English - Date: 2015-03-31 14:08:33
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